 | When It Might Be a Complaint: What Every IAR Needs to Know (2 IAR Ethics CE) - 12.12.2025 Fri, Dec, 12 2025 09:00 AM ET Michelle Atlas-Quinn, J.D., AdvisorLaw CE Credits: CFP, CLU, ChFC, CPA, RICP, IARApproved for CE Credit in Year: 2025 CE Credit per Attendee: 2 | RegisterLearn More | | 336938 | C80722 |
 | Staying Compliant in 2025: Navigating Common Deficiencies & SEC Priorities (2 IAR Ethics CE) - 12.12.2025 Fri, Dec, 12 2025 11:30 AM ET Michelle Atlas-Quinn, J.D., AdvisorLaw CE Credits: CFP, CLU, ChFC, CPA, RICP, IARApproved for CE Credit in Year: 2025 CE Credit per Attendee: 2 | RegisterLearn More | | 336937 | C80721 |
 | What Clients Need to Know when Changing their Residency (2 Products and Practices IAR CE) - 12.13.2025 Sat, Dec, 13 2025 09:00 AM ET Joseph Endres, Esq., Hodgson Russ CE Credits: CFP, CLU, ChFC, CPA, RICP, IAR CE Credit per Attendee: 2 | RegisterLearn More | | 333525 | C26626 |
 | Mastering the SEC Marketing Rule: What Every Investment Adviser Rep Needs to Know in 2025 (2 IAR Ethics CE) - 12.13.2025 Sat, Dec, 13 2025 11:30 AM ET Michelle Atlas-Quinn, J.D., AdvisorLaw CE Credits: CFP, CLU, ChFC, CPA, RICP, IARApproved for CE Credit in Year: 2025 CE Credit per Attendee: 2 | RegisterLearn More | | 336939 | C27594 |
 | Mastering the SEC Marketing Rule: What Every Investment Adviser Rep Needs to Know in 2025 (2 IAR Ethics CE) - 12.15.2025 Mon, Dec, 15 2025 09:00 AM ET Michelle Atlas-Quinn, J.D., AdvisorLaw CE Credits: CFP, CLU, ChFC, CPA, RICP, IARApproved for CE Credit in Year: 2025 CE Credit per Attendee: 2 | RegisterLearn More | | 336939 | C27594 |
 | Ethics CE: CFP Board’s Revised Code of Standards (2 IAR Ethics CE Credits) -12.15.2025 Mon, Dec, 15 2025 11:30 AM ET Tom Duffy CE Credits: CFP, CLU, ChFC, CPA, RICP, IAR CE Credit per Attendee: 2 | RegisterLearn More | | 309034N | C26058N |
 | New SEC AML Rule for Investment Adviser Reps and RIAs - (2 IAR Ethics CE) - 12.15.2025 Mon, Dec, 15 2025 02:00 PM ET Michelle Atlas-Quinn, J.D., AdvisorLaw CE Credits: CFP, CLU, ChFC, CPA, RICP, IARApproved for CE Credit in Year: 2025 CE Credit per Attendee: 2 | RegisterLearn More | | 336934 | C27484 |
 | The Four Buckets Framework: A Post-COVID Shift in Retirement Income Planning Tue, Dec, 16 2025 01:00 PM ET Ethan Lohr, CFP, Lohr & Company CE Credits: CFP, CLU, ChFC, CPA, RICP, EA CE Credit per Attendee: 1 | RegisterLearn More | | 343169 | |
 | Staying Compliant in 2025: Navigating Common Deficiencies & SEC Priorities (2 IAR Ethics CE) - 12.17.2025 Wed, Dec, 17 2025 09:00 AM ET Michelle Atlas-Quinn, J.D., AdvisorLaw CE Credits: CFP, CLU, ChFC, CPA, RICP, IARApproved for CE Credit in Year: 2025 CE Credit per Attendee: 2 | RegisterLearn More | | 336937 | C80721 |
 | When It Might Be a Complaint: What Every IAR Needs to Know (2 IAR Ethics CE) - 12.17.2025 Wed, Dec, 17 2025 11:30 AM ET Michelle Atlas-Quinn, J.D., AdvisorLaw CE Credits: CFP, CLU, ChFC, CPA, RICP, IARApproved for CE Credit in Year: 2025 CE Credit per Attendee: 2 | RegisterLearn More | | 336938 | C80722 |
