self study

This webinar, led by compliance expert Michelle Atlas-Quinn, equips investment adviser representatives and financial planners with the essential knowledge and best practices for identifying, reporting, and responding to customer complaints—ranging from informal remarks to formal arbitration—to protect their license, reputation, and firm.

This webinar, led by compliance attorney Michelle Atlas-Quinn, will equip financial advisors with the knowledge and tools to implement risk-based AML programs and meet new regulatory obligations under the Anti-Money Laundering rules taking effect January 1, 2026.

In this course, you will gain a thorough understanding of the myriad of options available to your clients when they are exploring senior living options. You will learn about all senior living options available, services offered, amenities available, fee structures and other key differentiators. You will also gain a deeper understanding of the options for funding.

Premium Plus Content - $25 per credit for CFP Submittal and/or $25 per credit for IAR CE Submittal

Premium Plus Content - $25 per credit for CFP Submittal and/or $25 per credit for IAR CE Submittal

Premium Plus Content - $25 per credit for CFP Submittal and/or $25 per credit for IAR CE Submittal

Premium Plus Content - $25 per credit for CFP Submittal and/or $25 per credit for IAR CE Submittal

This session featured credit expert Tiffany Cross and mortgage strategist John Thompson, who provided financial advisors with practical guidance on mortgage planning and credit score optimization. Attendees learned how to help clients improve credit scores, manage mortgage debt throughout life stages, and strategically use home equity in retirement.

In this webinar, nationally renowned estate planning attorney Alan Gassman, Esq. covered both simple and complicated Charitable Remainder Annuity Trusts ("CRATs") and Charitable Remainder Unitrusts ("CRUTs"), as well as Flip NIMCRUTs, which can be used very effectively for income tax planning purposes.