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Please sort based on type of credits you would like to earn. Be sure to watch video in it’s entirety, review handouts and take the quiz listed under the program by clicking the “Take Quiz” button.

NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.

Earn CE credits to meet your CFP and IAR designation requirements on your schedule and with added flexibility.

Search Online Courses for IAR and CFP Continuing Education
Credit type
Search Online Courses for IAR and CFP Continuing Education
CE Credit Designations and Licenses (field_ce_credit_designations_and)
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Ethics and Regulations

NID2095
Navigating the Complexities of Dual Registration as Investment Adviser Rep
Speaker Name: Michelle Atlas-Quinn
CREDIT HOURS: 2
CE Credit Type
IAR
IAR Ethics

This comprehensive session unravels the intricacies of dual registration, a key topic in today's financial regulation landscape. Beginning with an overview of its significance, the session covers the definition, scope, and historical evolution of dual registration, detailing the regulatory frameworks of the SEC and state authorities.

Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.

Video
100 Minutes

Click link below to download power point presentation related to webinar 

Paper
39 Slides
NID2067
Ethics and Fiduciary Duties In Investment Advisory
Speaker Name: Michelle Atlas-Quinn
CREDIT HOURS: 2
CE Credit Type
IAR
IAR Ethics

This intensive course, presented by compliance lawyer Michelle Atlas-Quinn, is meticulously structured to provide investment adviser representatives with a deep dive into the ethical standards and fiduciary responsibilities critical to their roles.

Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.

Video
104 Minutes

Click link below to download power point presentation related to webinar 

Paper
35 Slides
NID2066
Common Compliance Deficiencies
Speaker Name: Michelle Atlas-Quinn
CREDIT HOURS: 2
CE Credit Type
IAR
IAR Ethics

This educational program, led by compliance lawyer Michelle Atlas-Quinn, provides a comprehensive guide for understanding and addressing critical compliance issues. 

The program is structured into four parts:

Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.

Video
110 Minutes

Click link below to download power point presentation related to webinar 

Paper
24 Slides

Medicare

NID2083
Medicare Masterclass - Session 4
Listener Ratings: N/A
Listener Comments: N/A
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices

This self-study course is a Premium course.

NID2059
Medicare Masterclass - Session 2
Listener Ratings: N/A
Listener Comments: N/A
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices

This self-study course is a Premium course. Getting to Know Medicare. Learning Objectives: List the Six Steps of Medicare
- Identify three important Medicare enrollment periods, Name the three essential parts of Medicare, Summarize the Medicare paths (Original Medicare and Medicare Advantage), Define guaranteed issue right

NID2051
Medicare Masterclass - Session 1
Listener Ratings: N/A
Listener Comments: N/A
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP

This self-study course is a Premium course. Preparing for Medicare. Learning Objectives: Name three Medicare myths that can lead to costly Medicare mistakes, Explain two strategies that can help clients deal with Medicare costs, Identify three Medicare preparation tasks to complete before age 65, Describe the role of a my Social Security account in Medicare

Medicare, Medicare

NID2065
Medicare Masterclass - Session 3
Listener Ratings: N/A
Listener Comments: N/A
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices

This self-study course is a Premium course. Enrolling in Medicare. Learning Objectives: Name three tips for comparing Medicare plans, Explain how to use the Medicare Plan Finder to assist clients with plan selection, Describe two tips for enrolling online in Medicare, Identify two forms for Medicare enrollment after age 65

Tax Planning

NID2009
What Clients Need To Know When Changing Their Residency
Speaker Name: Joe Endres
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices

In this webinar, which featured tax attorney Joe Endres, we addressed applying residency tax rules to commuters, occasional visitors, and full-time residents of the various states. Joe also identified the practices most states use to determine if a taxpayer has "truly" changed their residence.

Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.

Video
100 Minutes

Click link below to download the pdf related to webinar.

Paper
45 Slides

Estate Planning

NID2008
What Financial Planners and CPAs should know about Trusts and Estates
Speaker Name: Bob Keebler
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices

Embark on a transformative journey with Bob Keebler, CPA, a luminary in the field of intergenerational wealth transfer. This meticulously designed course goes beyond the basics, diving into the intricate world of trusts and estates.

Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.

Video
103 Minutes

Click link below to download the pdf related to webinar.

Paper
104 Slides