Please sort based on type of credits you would like to earn. Be sure to watch video in it’s entirety, review handouts and take the quiz listed under the program by clicking the “Take Quiz” button.
NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.
Ethics and Regulations
CREDIT HOURS: 2
CE Credit Type
This ethics-focused continuing education program examines the SEC’s Marketing Rule under the Investment Advisers Act, detailing what constitutes an advertisement, permissible statements, and requirements for using testimonials, endorsements, performance data, and third-party ratings, while addressing related recordkeeping, disclosure, and compliance practices to help advisers meet regulatory st
Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.
Click link below to download power point presentations related to webinar.
CREDIT HOURS: 2
CE Credit Type
With the SEC and state regulators sharpening their focus on fiduciary obligations, disclosure accuracy, and cybersecurity in 2025, investment adviser representatives (IARs) must stay ahead of evolving expectations.
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Click link below to download power point presentations related to webinar.
CREDIT HOURS: 2
CE Credit Type
This webinar, led by compliance expert Michelle Atlas-Quinn, equips investment adviser representatives and financial planners with the essential knowledge and best practices for identifying, reporting, and responding to customer complaints—ranging from informal remarks to formal arbitration—to protect their license, reputation, and firm.
Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.
Click link below to download power point presentations related to webinar.
CREDIT HOURS: 2
CE Credit Type
This webinar, led by compliance attorney Michelle Atlas-Quinn, will equip financial advisors with the knowledge and tools to implement risk-based AML programs and meet new regulatory obligations under the Anti-Money Laundering rules taking effect January 1, 2026.
Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.
Click link below to download power point presentations related to webinar.
Tax Planning
CREDIT HOURS: 2
CE Credit Type
Premium Plus Content - $15 per credit for CFP Submittal and/or $15 per credit for IAR CE Submittal
Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.
Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.
Click link below to download power point presentation related to webinar
CREDIT HOURS: 2
CE Credit Type
Premium Plus Content - $15 per credit for CFP Submittal and/or $15 per credit for IAR CE Submittal
Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.
Click link below to download power point presentation related to webinar
CREDIT HOURS: 2
CE Credit Type
Premium Plus Content - $15 per credit for CFP Submittal and/or $15 per credit for IAR CE Submittal
Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.
Click link below to download power point presentation related to webinar
Medicaid
CREDIT HOURS: 2
CE Credit Type
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Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.
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Long Term Care
CREDIT HOURS: 2
CE Credit Type
In this course, you will gain a thorough understanding of the myriad of options available to your clients when they are exploring senior living options. You will learn about all senior living options available, services offered, amenities available, fee structures and other key differentiators. You will also gain a deeper understanding of the options for funding.
Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.
Click link below to download power point presentation related to webinar.