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Ethics and Regulations
NID1448
Investment Advisors Act - New Marketing Rule
Speaker Name: Michelle Atlas-Quinn
CREDIT HOURS: 2
CE Credit Type
IAR
IAR Ethics
This course has been designed to provide a deep dive into modernized rules that govern investment adviser advertisements and payments to solicitors as it relates to marketing.
Click link below to download power point presentation related to webinar
Paper
16 Slides
C25069
