missy@financialexpertsnetwork.com1 year 3 months ago
A few comments from listeners when they were asked what the learned from the webinar:
Importance of reporting to CFP on a timely basis. Reframing how complaints are reported on my U4 or to CFP instead of using the language from a legal complaint. - Thomas W.
Increased my knowledge more about specific situations that deal with compliance. Also reminded me of a few things I have forgotten pertaining to compliance. - John W.
Staying in touch with clients is the best way to avoid these types of complaints. - Dayne W.
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Importance of reporting to CFP on a timely basis. Reframing how complaints are reported on my U4 or to CFP instead of using the language from a legal complaint.
- Thomas W.
Increased my knowledge more about specific situations that deal with compliance. Also reminded me of a few things I have forgotten pertaining to compliance.
- John W.
Staying in touch with clients is the best way to avoid these types of complaints.
- Dayne W.