When listeners asked what they learned from the webinar, they responded: That talking about general market isn't giving financial advice. Recommending buying and selling of financial products is. - James R.
When to terminate or discontinue a financial planning discussion. also what constitutes financial advise, clarification on 'fee based' - Tracy T.
You are not fee only if you receive any sales-based compensation. It's important to reveal any conflicts of interest to clients. The fiduciary duty does not apply if you are not providing financial advice. - Stephen F.
It was very comprehensive and there were good real-world application examples given. - John T.
The examples were very good. This was the best CFP Ethics I have ever taken. - Heidi D.
Attendees Comments:
That talking about general market isn't giving financial advice. Recommending buying and selling of financial products is.
- James R.
When to terminate or discontinue a financial planning discussion. also what constitutes financial advise, clarification on 'fee based'
- Tracy T.
You are not fee only if you receive any sales-based compensation. It's important to reveal any conflicts of interest to clients. The fiduciary duty does not apply if you are not providing financial advice.
- Stephen F.
It was very comprehensive and there were good real-world application examples given.
- John T.
The examples were very good. This was the best CFP Ethics I have ever taken.
- Heidi D.