Webinar Registration

Preparing for an SEC Exam and 2026 Exam Priorities
Boost Your Client's Ethics and Regulations outcomes and reduce out-of-pocket costs - CE Credit Available
Thursday, June, 25 • ET • 120 minutes
Earn 2 CE credit Trusted by 10,000+ financial advisors
Michelle Atlas-Quinn, J.D., AdvisorLaw

What You'll Learn

SEC examinations can be one of the most stressful regulatory events for registered investment advisers, but firms that understand the process and maintain strong compliance practices can significantly reduce risk. In this session, securities attorney Michelle Atlas-Quinn will explain how SEC…

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