What You'll Learn
Best Interest Rules from New York (Reg 187) and the SEC, along with new standards for life insurance product due diligence set by the CFP Board, are redefining how life insurance recommendations are developed to make them more consistent with fiduciary rules. At the same time,…
Best Interest Rules from New York (Reg 187) and the SEC, along with new standards for life insurance product due diligence set by the CFP Board, are redefining how life insurance recommendations are developed to make them more consistent with fiduciary rules. At the same time, significant changes to interest rate assumptions for life insurance policies have recently been enacted that make life insurance more attractive to HNW and Ultra HNW clients.
Join industry leader Barry Flagg and BGA Bob Vandy to learn:
• Review of Best Interest Rules and obligations
• How to comply with fiduciary standards for life insurance recommendations
• The 3 factors advisors should evaluate with any life insurance policy
CE Eligible: Yes. CE is automatically submitted (for subscribers) to the CFP Board. Completion certificates are also provided to subscribers for self reporting for those with American College designations (CLU, CHFC and RICP), a CPA license and NAPFA members.
CPE Eligible: Participants will earn 1 CPE credit
Field of Study: Specialized Knowledge
Prerequisites: There are no prerequisites for this session.
Advanced Preparation: None
Program Level: Basic
Delivery Method: Group Internet Based
NASBA Approved
Financial Experts Network (Sponsor Id#: 145173) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.