Skip to main content
Ethics and Fiduciary Duties in Investment Advisory 05-14-2024

Attendees Rating:

Excellent (91%)
Average (9%)
Below Average (0%)
Add Addon
Ethics and Fiduciary Duties in Investment Advisory
Presented by Michelle Atlas-Quinn, J.D., AdvisorLaw
Michelle Atlas Quinn

This intensive course, presented by compliance lawyer Michelle Atlas-Quinn, is meticulously structured to provide investment adviser representatives with a deep dive into the ethical standards and fiduciary responsibilities critical to their roles. Acknowledging that investment advisers are held to a higher standard within the financial industry, this course will ensure they possess a thorough understanding of the foundational principles, stringent regulations, and best practices that inform and guide professional conduct and decision-making.

No Comments added