Webinar Replay

Ethics and Regulations
New SEC AML Rule for Investment Adviser Reps and RIAs
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Michelle Atlas QuinnGuest Expert: Michelle Atlas-Quinn, J.D., AdvisorLaw

The webinar provided financial advisors with a comprehensive overview of the SEC’s new Anti-Money Laundering (AML) and Counter-Terrorism Financing (CFT) regulations, effective January 1, 2026, pres...

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Discussions & Comments

missy@financialexpertsnetwork.com 9 months 4 weeks ago
A few comments from listeners when they were asked what the learned from the webinar:

Webinar reinforced knowledge I had from previous AML training. Really good refresher.
- C.J. J.

Excellent presentation on a boring topic ... but important
- David W.

New AML requirements & exemptions.
- Sophit L.

missy@financia…

Fri, 06/13/2025 - 11:29

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A few comments from listeners when they were asked what the learned from the webinar:

Webinar reinforced knowledge I had from previous AML training. Really good refresher.
- C.J. J.

Excellent presentation on a boring topic ... but important
- David W.

New AML requirements & exemptions.
- Sophit L.

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The webinar provided financial advisors with a comprehensive overview of the SEC’s new Anti-Money Laundering (AML) and Counter-Terrorism Financing (CFT) regulations, effective January 1, 2026, presented by compliance attorney Michelle Atlas-Quinn. Attendees gained actionable guidance on creating risk-based AML programs and mastering customer due diligence.