New SEC AML Rule for Investment Adviser Reps and RIAs
Guest Expert: Michelle Atlas-Quinn, J.D., AdvisorLaw
Date:
Webinar Replay Description
The webinar provided financial advisors with a comprehensive overview of the SEC’s new Anti-Money Laundering (AML) and Counter-Terrorism Financing (CFT) regulations, effective January 1, 2026, presented by compliance attorney Michelle Atlas-Quinn. Attendees gained actionable guidance on creating risk-based AML programs and mastering customer due diligence.
Comments
A few comments from listeners when they were asked what the learned from the webinar:
Webinar reinforced knowledge I had from previous AML training. Really good refresher.
- C.J. J.
Excellent presentation on a boring topic ... but important
- David W.
New AML requirements & exemptions.
- Sophit L.
Webinar reinforced knowledge I had from previous AML training. Really good refresher.
- C.J. J.
Excellent presentation on a boring topic ... but important
- David W.
New AML requirements & exemptions.
- Sophit L.
New SEC AML Rule for Investment Adviser Reps and RIAs 06-13-2025
Attendees Comments:
Webinar reinforced knowledge I had from previous AML training. Really good refresher.
- C.J. J.
Excellent presentation on a boring topic ... but important
- David W.
New AML requirements & exemptions.
- Sophit L.