Outsourced Chief Compliance Officer (CCO) Services for Registered Investment Advisers
Guest Expert: Dave Reichert and Janet Messer
Date:
Webinar Replay Description
As regulatory demands for Registered Investment Advisers (RIAs) continue to grow, maintaining compliance can strain resources, especially for smaller firms.
Comments
A few comments from listeners when they were asked what the learned from the webinar:
The potential value of an outsourced CCO. Currently using a consultant and am seriously questioning the value.
- Jim B.
The potential value of an outsourced CCO. Currently using a consultant and am seriously questioning the value.
- Jim B.
Outsourced Chief Compliance Officer (CCO) Services for Registered Investment Advisers 12-05-2024
Attendees Comments:
The potential value of an outsourced CCO. Currently using a consultant and am seriously questioning the value.
- Jim B.