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Practice Management
Outsourced Chief Compliance Officer (CCO) Services for Registered Investment Advisers
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Dave ReichertGuest Expert: Dave Reichert and Janet Messer

As regulatory demands for Registered Investment Advisers (RIAs) continue to grow, maintaining compliance can strain resources, especially for smaller firms. In this webinar, senior compliance analy...

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missy@financialexpertsnetwork.com 1 year 4 months ago
A few comments from listeners when they were asked what the learned from the webinar:
The potential value of an outsourced CCO. Currently using a consultant and am seriously questioning the value.
- Jim B.

missy@financia…

Fri, 12/06/2024 - 09:26

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A few comments from listeners when they were asked what the learned from the webinar:
The potential value of an outsourced CCO. Currently using a consultant and am seriously questioning the value.
- Jim B.

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As regulatory demands for Registered Investment Advisers (RIAs) continue to grow, maintaining compliance can strain resources, especially for smaller firms. In this webinar, senior compliance analysts Dave Reichert and Janet Messer from AdvisorLaw reviewed the benefits and strategies of engaging outsourced Chief Compliance Officer services (CCO), a practical solution that provides expertise while allowing advisors to focus on core business.