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Outsourced Chief Compliance Officer (CCO) Services for Registered Investment Advisers
Guest Expert: Dave Reichert and Janet Messer
Date:
Attendee's Excellent Rating: 84%
Webinar Replay Description

As regulatory demands for Registered Investment Advisers (RIAs) continue to grow, maintaining compliance can strain resources, especially for smaller firms.

Attendees Comments:

A few comments from listeners when they were asked what the learned from the webinar:
The potential value of an outsourced CCO. Currently using a consultant and am seriously questioning the value.
- Jim B.

missy@financia…

Fri, 12/06/2024 - 09:26

Comments
A few comments from listeners when they were asked what the learned from the webinar:
The potential value of an outsourced CCO. Currently using a consultant and am seriously questioning the value.
- Jim B.
Outsourced Chief Compliance Officer (CCO) Services for Registered Investment Advisers 12-05-2024