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Common Compliance Deficiencies for Investment Adviser Representatives (Approved for 2 IAR CE) - 11.0…
CE Eligible
Guest Expert: Michelle Atlas-Quinn, J.D., AdvisorLaw
Ethics and Fiduciary Duties in Investment Advisory (Approved for 2 IAR CE) - 11.08.2024
CE Eligible
Guest Expert: Michelle Atlas-Quinn, J.D., AdvisorLaw
What Financial Planners and CPAs should know about Trusts and Estates (IAR Elig) - 11.09.2024
CE Eligible
Guest Expert: Bob Keebler, CPA/PFS, MST, AEP, CGMA, Keebler and Associates
Tax Planning Ideas for the Financial Advisor to Share with their Clients (Approved for 2 IAR CE) - 1…
CE Eligible
Guest Expert: Bob Keebler, CPA/PFS, MST, AEP, CGMA, Keebler and Associates
What Clients Need to Know when Changing their Residency (Approved for 2 IAR CE) - 11.09.2024
CE Eligible
Guest Expert: Joseph Endres, Esq., Hodgson Russ
Ethics and Fiduciary Duties in Investment Advisory (Approved for 2 IAR CE) - 11.10.2024
CE Eligible
Guest Expert: Michelle Atlas-Quinn, J.D., AdvisorLaw

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