SEC's New Marketing Rule and What's Possible with Client Reviews
Guest Expert: Brian Thorp and Leila Shaver, Esq.
Date:
Webinar Replay Description
With the new SEC Marketing Rule in effect, online reviews will now play an influential and growing role in the decision-making process among consumers preparing to hire financial advisors.
Comments
A few comments from listeners
I learned that I can have clients write testimonials and endorsements and that I need my RIA's permission to solicit these testimonials and endorsements from clients.
- Patricia B.
(I learned that) It's all or nothing: either you ask for testimonials and have to post all of them (even those from trolls) or you don't ask and have no testimonials online.
- Maria R.
I learned that I can have clients write testimonials and endorsements and that I need my RIA's permission to solicit these testimonials and endorsements from clients.
- Patricia B.
(I learned that) It's all or nothing: either you ask for testimonials and have to post all of them (even those from trolls) or you don't ask and have no testimonials online.
- Maria R.
07.26.2023 SEC Marketing
Attendees Comments:
I learned that I can have clients write testimonials and endorsements and that I need my RIA's permission to solicit these testimonials and endorsements from clients.
- Patricia B.
(I learned that) It's all or nothing: either you ask for testimonials and have to post all of them (even those from trolls) or you don't ask and have no testimonials online.
- Maria R.