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Guest Expert: Tom Duffy, CFP®, Jersey Shore Advisors, LLCListen to Tom Duffy, CFP® for an interactive presentation full of real-life client scenarios that will help you better understand how you can meet your ethical requirements.
A Few R...
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When listeners asked what they learned from the webinar, they responded:
That talking about general market isn't giving financial advice. Recommending buying and selling of financial products is.
- James R.
When to terminate or discontinue a financial planning discussion. also what constitutes financial advise, clarification on 'fee based'
- Tracy T.
You are not fee only if you receive any sales-based compensation. It's important to reveal any conflicts of interest to clients. The fiduciary duty does not apply if you are not providing financial advice.
- Stephen F.
It was very comprehensive and there were good real-world application examples given.
- John T.
The examples were very good. This was the best CFP Ethics I have ever taken.
- Heidi D.
That talking about general market isn't giving financial advice. Recommending buying and selling of financial products is.
- James R.
When to terminate or discontinue a financial planning discussion. also what constitutes financial advise, clarification on 'fee based'
- Tracy T.
You are not fee only if you receive any sales-based compensation. It's important to reveal any conflicts of interest to clients. The fiduciary duty does not apply if you are not providing financial advice.
- Stephen F.
It was very comprehensive and there were good real-world application examples given.
- John T.
The examples were very good. This was the best CFP Ethics I have ever taken.
- Heidi D.
That talking about general market isn't giving financial advice. Recommending buying and selling of financial products is.
- James R.
When to terminate or discontinue a financial planning discussion. also what constitutes financial advise, clarification on 'fee based'
- Tracy T.
You are not fee only if you receive any sales-based compensation. It's important to reveal any conflicts of interest to clients. The fiduciary duty does not apply if you are not providing financial advice.
- Stephen F.
It was very comprehensive and there were good real-world application examples given.
- John T.
The examples were very good. This was the best CFP Ethics I have ever taken.
- Heidi D.