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Submitted by missy on Mon, 12/05/2022 - 13:43

This program fulfills the requirement for CFP Board approved Ethics CE. It has been designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019.

By the end of this program, the participant should be equipped to: LO 1: Understand the structure and content of the revised Code and Standards, including significant changes from prior rules. LO 2: Describe CFP Board’s Fiduciary Duty. LO 3: Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them. LO 4: Understand the Duty to Report to CFP Board and the Duty to Cooperate. LO 5: Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning or Financial Planning. LO 6: Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice.

Click link below to download power point presentation related to webinar. 

Paper
71 Slides

Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.

Video
101 Minutes
Thomas Duffy
CE Credit Designations and Licenses
CFP®
CLU
ChFC
RICP
CDFA
Credit Type hours
2
Survey
How would you rate this Self Study Program?
The learning objectives were clearly articulated
Content was well organized and presented
Content was relevant and helpful
The activities incorporated in the program helped illustrate how the new Code and Standards would be applied
The length of the program was just right to adequately cover the content
The program provided a comprehensive overview of the new Code and Standards
Will provide certificate for this self study
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