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The battle over “held away” 401k accounts has never been so intense as it is now. The Plan Sponsors are creating ways to keep money in the plans and to prevent rollovers. Financial professionals have an uphill battle when it comes to working with these “held away” 401k accounts due to ERISA law.

Most of the large firms, with a battery of lawyers, will not their advisors work with these accounts. Why?

Many of the smaller RIAs, advisers and CCOs don’t know they are breaking ERISA law and putting their personal assets at risk.

Tune in to this webinar with Registered Fiduciary and ERISA Nerd Kevin Clark  to learn:

1) The current challenge in working with “held away” 401k accounts

2) Learning what makes you an ERISA Fiduciary which puts your personal assets at risk

3) Learn how to comply with ERISA rules if you become an ERISA Fiduciary


*CE/CPE Eligible: 1 CE credit is available to subscribers with these designations: CFP, CLU, ChFC and RICP. CPA subscribers will earn 1 CPE credits.

Field of Study: Specialized Knowledge

Prerequisites: There are no prerequisites for this session.

Advanced Preparation: None

Program Level: Basic

Delivery Method: Group Internet Based

NASBA Approved

Financial Experts Network (Sponsor Id#: 145173) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

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