Webinar Registration

Ethics and Fiduciary Duties in Investment Advisory
(Approved for 2 IAR CE) - 10.10.2024

Boost Your Client's Ethics and Regulations outcomes and reduce out-of-pocket costs - CE Credit Available

Thursday, October, 10

03:00pm ET

120 minutes

Earn 2 CE credit Trusted by 10,000+ financial advisors

Michelle Atlas-Quinn, J.D., AdvisorLaw

What You'll Learn

Webinars are for Financial professionals only. Exceptions may be made for clients of Finacial experts Network subscribers.

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What You'll Learn

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Webinar Description

This intensive course, presented by compliance lawyer Michelle Atlas-Quinn, is meticulously structured to provide investment adviser representatives with a deep dive into the ethical standards and fiduciary responsibilities critical to their roles. Acknowledging that investment advisers are held to a higher standard within the financial industry, this course will ensure they possess a thorough understanding of the foundational principles, stringent regulations, and best practices that inform and guide professional conduct and decision-making.

*CE Eligible: 2 CE credits are available to subscribers with these designations: CFP, CLU, ChFC and RICP. Special Note: This program is also approved for two CE credit hours for Investment Advisor Representatives.