Ethics and Fiduciary Duties in Investment Advisory
(Approved for 2 IAR CE) - 10.06.2024
(Approved for 2 IAR CE) - 10.06.2024
Boost Your Client's Ethics and Regulations outcomes and reduce out-of-pocket costs - CE Credit Available
Sunday, October, 6 • ET • 120 minutes
Earn 2 CE credit Trusted by 10,000+ financial advisors

Michelle Atlas-Quinn, J.D., AdvisorLaw
What You'll Learn
This intensive course, presented by compliance lawyer Michelle Atlas-Quinn, is meticulously structured to provide investment adviser representatives with a deep dive into the ethical standards and fiduciary responsibilities critical to their roles. Acknowledging that investment advisers are held…