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Code of Ethics and Standards of Conduct:
Mandatory Ethics CE for CFPs and IARs
Date: Monday, March, 16 2026 12:00 PM
CE Eligible
Duration: 135 minutes
Tom Duffy
Tom Duffy, CFP™, MBA
Financial Planner | Educator Jersey Shore Financial Advisors, LLC

Tom Duffy is a Certified Financial Planner Professional™, earning this prestigious credential from the Certified Financial Planner Board of Standards in 1996.  Tom has been active in the financial planning and wealth management profession since 1993, working with individuals, families and business owners always putting the interests and needs of clients first.

Tom is also active with the New Jersey Chapter of the Financial Planning Association, serving on the Board of Directors, completing service as Board Chair in 2012. Tom is also a trustee for the Estate and Financial Planning Council of Central New Jersey.

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Join Tom Duffy, CFP® for an interactive ethics program built around real-life client scenarios that show how CFP Board’s ethical standards apply in practice—not just in theory.

This CFP Board-approved course covers the Code of Ethics and Standards of Conduct, with a focus on fiduciary duty and the obligation to act in clients’ best interests. The session fulfills the 2-hour CFP® Ethics CE requirement and is also approved for CLU®, ChFC®, RICP®, and IAR CE credit.

Designed for CFP® professionals who want more than a compliance-driven ethics course, this session helps you better understand your responsibilities while strengthening your ethical decision-making in day-to-day client work.