Skip to main content

This intensive course, presented by compliance lawyer Michelle Atlas-Quinn, is meticulously structured to provide investment adviser representatives with a deep dive into the ethical standards and fiduciary responsibilities critical to their roles. Acknowledging that investment advisers are held to a higher standard within the financial industry, this course will ensure they possess a thorough understanding of the foundational principles, stringent regulations, and best practices that inform and guide professional conduct and decision-making.

*CE Eligible: 2 CE credits are available to subscribers with these designations: CFP, CLU, ChFC and RICP. Special Note: This program is also approved for two CE credit hours for Investment Advisor Representatives.

Webinar category
Plans
Pending plans
IAR program ID
C26787
Ethics Topic
Ethics and Fiduciary
Ethics Course ID
C26787
Course Provider Name
Michelle Atlas-Quinn, J.D., AdvisorLaw
Instructor First Name
Michelle
Instructor Last Name
Atlas-Quinn
Masterclass Series
Off
On Demand Masterclass
Off