Jeff Rattiner, CFP®, CPA teaches the major changes the CFP® Board has made to its Code of Ethics, to include areas like disclosure. Jeff's revised presentation included a wide range of interesting client scenarios that will help you better understand how you can meet your ethical requirements.
Code and Standards: Understanding the Term "Fee Based"
Code and Standards: The Fiduciary Obligation
Code and Standards: What is Financial Planning?
Code and Standards: Integration Factors
Code and Standards: First Three Steps of The Financial Planning Process
Code and Standards: The Fourth and Fifth Step of the Financial Planning Process
Code and Standards: The Sixth and Seventh Step of the Financial Planning Process
Case Study: The Fiduciary Duty Applies to An Opinion About a Financial Asset
Case Study: The Duty to Disclose Material Conflicts of Interest When Making Rollover Recommendation
Case Study: The Fiduciary Duty to Obtain Factual Information when Working on a Team
CFP® Board Code of Ethics CE Program (2 hours)
Presented by Jeff Rattiner, CFP,