Common Compliance Deficiencies for Investment Adviser Representatives

Guest Expert: Michelle Atlas-Quinn, J.D., AdvisorLaw

Date: Tuesday, May 14, 2024 at 12:00 PM ET

Attendee's Excellent Rating: 91%

Webinar Replay Description

This educational program, led by compliance lawyer Michelle Atlas-Quinn, provides a comprehensive guide for understanding and addressing critical compliance issues.

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Common Compliance Deficiencies for Investment Adviser Representatives 05-14-2024

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