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01.26.2022 - Investor Complaints

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How to Avoid Investor Complaints
Presented by Michelle Atlas-Quinn, J.D., AdvisorLaw
Michelle Atlas Quinn

Have you ever been the subject of customer-initiated complaint, arbitration claim or civil litigation? This is a risk that all financial advisors must face. Listen as compliance attorney Michelle Atlas-Quinn reviews the common cause of customer-complaints and the strategies you can put in place to mitigate your risk.


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