01.26.2022 - Investor Complaints
How to Avoid Investor Complaints
Presented by Michelle Atlas-Quinn, J.D., AdvisorLaw
Have you ever been the subject of customer-initiated complaint, arbitration claim or civil litigation? This is a risk that all financial advisors must face. Listen as compliance attorney Michelle Atlas-Quinn reviews the common cause of customer-complaints and the strategies you can put in place to mitigate your risk.