New DOL Rules For Managing IRAs
Guest Expert: Kevin Clark, RF™, Plan Confidence
Date:
Webinar Replay Description
This webinar discussed about how on April 23, 2024, the U.S.
Comments
A few comments from listeners when they were asked what the learned from the webinar:
Make sure all of my brokerage IRA's are under a fiduciary/discretionary account that is being managed. Too many problems that can occur into the future.
- Geoff A.
I have listened to multiple telecasts on this subject and this was the best! . .Very clear and understandable!
- Donna J.
The requirement to reject a client or a sale if you lack a particular product or service. Limit on using a third-party database for fund expenses inside a 401k plan. Internal trading cost usually need to be estimated as most funds fail to disclose them.
- Frederick S.
lots of big changes that active financial professionals need to be aware of!
- Michi M.
Make sure all of my brokerage IRA's are under a fiduciary/discretionary account that is being managed. Too many problems that can occur into the future.
- Geoff A.
I have listened to multiple telecasts on this subject and this was the best! . .Very clear and understandable!
- Donna J.
The requirement to reject a client or a sale if you lack a particular product or service. Limit on using a third-party database for fund expenses inside a 401k plan. Internal trading cost usually need to be estimated as most funds fail to disclose them.
- Frederick S.
lots of big changes that active financial professionals need to be aware of!
- Michi M.
New DOL Rules For Managing IRAs 06-26-2024
Attendees Comments:
Make sure all of my brokerage IRA's are under a fiduciary/discretionary account that is being managed. Too many problems that can occur into the future.
- Geoff A.
I have listened to multiple telecasts on this subject and this was the best! . .Very clear and understandable!
- Donna J.
The requirement to reject a client or a sale if you lack a particular product or service. Limit on using a third-party database for fund expenses inside a 401k plan. Internal trading cost usually need to be estimated as most funds fail to disclose them.
- Frederick S.
lots of big changes that active financial professionals need to be aware of!
- Michi M.