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Please sort based on type of credits you would like to earn. Be sure to watch video in it’s entirety, review handouts and take the quiz listed under the program by clicking the “Take Quiz” button.
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Ethics and Regulations
NID2095
Navigating the Complexities of Dual Registration as Investment Adviser Rep
Speaker Name: Michelle Atlas-Quinn
CREDIT HOURS: 2
CE Credit Type
IAR
IAR Ethics
This comprehensive session unravels the intricacies of dual registration, a key topic in today's financial regulation landscape. Beginning with an overview of its significance, the session covers the definition, scope, and historical evolution of dual registration, detailing the regulatory frameworks of the SEC and state authorities.
Click link below to download power point presentation related to webinar
Paper
39 Slides
C27008
NID2067
Ethics and Fiduciary Duties In Investment Advisory
Speaker Name: Michelle Atlas-Quinn
CREDIT HOURS: 2
CE Credit Type
IAR
IAR Ethics
This intensive course, presented by compliance lawyer Michelle Atlas-Quinn, is meticulously structured to provide investment adviser representatives with a deep dive into the ethical standards and fiduciary responsibilities critical to their roles.
Click link below to download power point presentation related to webinar
Paper
35 Slides
C26787
NID2066
Common Compliance Deficiencies
Speaker Name: Michelle Atlas-Quinn
CREDIT HOURS: 2
CE Credit Type
IAR
IAR Ethics
This educational program, led by compliance lawyer Michelle Atlas-Quinn, provides a comprehensive guide for understanding and addressing critical compliance issues.
The program is structured into four parts:
Click link below to view the video of this webinar - To take the quiz in order to earn CE you must watch the video in its entirety.
Click link below to download power point presentation related to webinar
C26786
Medicare
NID2083
Medicare Masterclass - Session 4
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices
This self-study course is a Premium course.
326727
C26880
NID2083
Medicare Masterclass - Session 4
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices
This self-study course is a Premium course.
326727
C26880
NID2059
Medicare Masterclass - Session 2
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices
This self-study course is a Premium course. Getting to Know Medicare. Learning Objectives: List the Six Steps of Medicare
- Identify three important Medicare enrollment periods, Name the three essential parts of Medicare, Summarize the Medicare paths (Original Medicare and Medicare Advantage), Define guaranteed issue right
326272
C26878
NID2059
Medicare Masterclass - Session 2
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices
This self-study course is a Premium course. Getting to Know Medicare. Learning Objectives: List the Six Steps of Medicare
- Identify three important Medicare enrollment periods, Name the three essential parts of Medicare, Summarize the Medicare paths (Original Medicare and Medicare Advantage), Define guaranteed issue right
326272
C26878
Medicare, Medicare
NID2065
Medicare Masterclass - Session 3
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices
This self-study course is a Premium course. Enrolling in Medicare. Learning Objectives: Name three tips for comparing Medicare plans, Explain how to use the Medicare Plan Finder to assist clients with plan selection, Describe two tips for enrolling online in Medicare, Identify two forms for Medicare enrollment after age 65
326476
C26879
NID2065
Medicare Masterclass - Session 3
CREDIT HOURS: 2
CE Credit Type
CFP®, CLU, ChFC, RICP, IAR
IAR Products and Practices
This self-study course is a Premium course. Enrolling in Medicare. Learning Objectives: Name three tips for comparing Medicare plans, Explain how to use the Medicare Plan Finder to assist clients with plan selection, Describe two tips for enrolling online in Medicare, Identify two forms for Medicare enrollment after age 65
326476
C26879