Live Webinars
Join Tom Duffy, CFP® for a interactive presentation full of real-life client scenarios that will help you better understand how you can meet your ethical requirements. This…
This comprehensive session, which is eligible for two Ethics credits for IARS, is designed to unravel the intricacies of dual registration, an increasingly pertinent topic in the…
This intensive course, presented by compliance lawyer Michelle Atlas-Quinn, is meticulously structured to provide investment adviser representatives with a deep dive into the…
As clients age, the language we use to discuss financial matters with them is important. Our fiduciary responsibility, always important, may include additional roles, as…
This webinar is approved by the Certified Financial Planner Board of Standards, Inc. and fulfills the requirement for CFP's mandatory two Ethics CE credits.
Join Tom Duffy, CFP®…