Category

Live Webinars

Quinn
Navigating the Complexities of Dual Registration as Investment Adviser Rep (Approved for 2 IAR CE Credits) - 08.16.2024
This comprehensive session, which is eligible for two Ethics credits for IARS and two Professional Conduct credits for CFPs, is designed to unravel the intricacies of dual…
Register
Common Compliance Deficiencies for Investment Adviser Representatives (Approved for 2 IAR CE) - 08.16.2024
This educational program, led by compliance lawyer Michelle Atlas-Quinn, provides a comprehensive guide for understanding and addressing critical compliance issues. The program…
Register
Navigating the Complexities of Dual Registration as Investment Adviser Rep (Approved for 2 IAR CE Credits) - 08.23.2024
This comprehensive session, which is eligible for two Ethics credits for IARS and two Professional Conduct credits for CFPs, is designed to unravel the intricacies of dual…
Register
Common Compliance Deficiencies for Investment Adviser Representatives (Approved for 2 IAR CE) - 08.23.2024
This educational program, led by compliance lawyer Michelle Atlas-Quinn, provides a comprehensive guide for understanding and addressing critical compliance issues. The program…
Register
Navigating the Complexities of Dual Registration as Investment Adviser Rep (Approved for 2 IAR CE Credits) - 08.30.2024
This comprehensive session, which is eligible for two Ethics credits for IARS and two Professional Conduct credits for CFPs, is designed to unravel the intricacies of dual…
Register