Live Webinars
This intensive course, presented by compliance lawyer Michelle Atlas-Quinn, is meticulously structured to provide investment adviser representatives with a deep dive into the…
On April 23, 2024, the U.S. Department of Labor released the Retirement Security Rule defining who is an investment advice fiduciary for purposes of the Employee Retirement Income…
Join Tom Duffy, CFP® for a interactive presentation full of real-life client scenarios that will help you better understand how you can meet your ethical requirements. This…
This comprehensive session, which is eligible for two Ethics credits for IARS and two Professional Conduct credits for CFPs, is designed to unravel the intricacies of dual…
This intensive course, presented by compliance lawyer Michelle Atlas-Quinn, is meticulously structured to provide investment adviser representatives with a deep dive into the…