Live Webinars
As clients age, the language we use to discuss financial matters with them is important. Our fiduciary responsibility, always important, may include additional roles, as…
This webinar is approved by the Certified Financial Planner Board of Standards, Inc. and fulfills the requirement for CFP's mandatory two Ethics CE credits.
Join Tom Duffy, CFP®…
Have you ever been the subject of customer-initiated complaint, arbitration claim or civil litigation? This is a risk that all financial advisors must face. Join compliance…
Join Tom Duffy, CFP® for a interactive presentation full of real-life client scenarios that will help you better understand how you can meet your ethical requirements. This…
Join Jeff Rattiner, CFP®, CPA to learn the major changes the CFP® Board has made to its Code of Ethics, to include areas like disclosure. Jeff's revised presentation includes a…